Edward Leffingwell Pulling
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edward Leffingwell Pulling, a licensed former licensee with CE reference AAJ868. This person has 12.4 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JPMorgan Asset Management (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | 2012-02-02 | 2015-09-05 |
| JPMorgan Asset Management (Asia Pacific) Limited | RO | Type 2 - Dealing in futures contracts | 2012-02-02 | 2015-09-05 |
| JF International Management Inc. | RO | Type 4 - Advising on securities | 2012-02-02 | 2015-09-05 |
| JPMorgan Asset Management (Asia Pacific) Limited | RO | Type 4 - Advising on securities | 2012-02-02 | 2015-09-05 |
| JPMorgan Asset Management (Asia Pacific) Limited | RO | Type 5 - Advising on futures contracts | 2012-02-02 | 2015-09-05 |
| JF International Management Inc. | RO | Type 9 - Asset management | 2012-02-02 | 2015-09-05 |
| JPMorgan Asset Management (Asia Pacific) Limited | RO | Type 9 - Asset management | 2012-02-02 | 2015-09-05 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2012-01-06 | 2012-02-02 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 2 - Dealing in futures contracts | 2012-01-06 | 2012-02-02 |
| JF International Management Inc. | Rep | Type 4 - Advising on securities | Pre-2003 | 2012-02-02 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2012-02-02 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2012-02-02 |
| JF International Management Inc. | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-04-27 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-04-27 |
| JF International Management Inc. | Rep | Type 9 - Asset management | Pre-2003 | 2012-02-02 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2012-02-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Edward Leffingwell Pulling during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.