Chiu Yee Li
李昭儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chiu Yee Li (李昭儀), a licensed former licensee with CE reference AJY016. Total licence records on file: 35.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Paradigm Advisors Holdings (Hong Kong) Limited 騰達資本顧問有限公司 |
RO | Type 4 — Advising on securities | 2022-04-19 | 2024-09-30 |
| Paradigm Advisors Holdings (Hong Kong) Limited 騰達資本顧問有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-04-19 | 2024-09-30 |
| Paradigm Advisors Holdings (Hong Kong) Limited 騰達資本顧問有限公司 |
Rep | Type 4 — Advising on securities | 2022-03-31 | 2022-04-19 |
| Paradigm Advisors Holdings (Hong Kong) Limited 騰達資本顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-03-31 | 2022-04-19 |
| Trinity Corporate Finance Limited |
RO | Type 6 — Advising on corporate finance | 2021-11-08 | 2022-01-31 |
| Trinity Corporate Finance Limited |
Rep | Type 6 — Advising on corporate finance | 2021-10-12 | 2021-11-08 |
| Renco Capital Partners Limited 融科資本合伙人有限公司 |
RO | Type 1 — Dealing in securities | 2019-12-19 | 2021-02-24 |
| Renco Capital Partners Limited 融科資本合伙人有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-12-19 | 2021-02-24 |
| Renco Capital Partners Limited 融科資本合伙人有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-30 | 2019-12-19 |
| Renco Investments Limited 融科投資有限公司 |
Rep | Type 4 — Advising on securities | 2019-10-30 | 2021-05-20 |
| Renco Capital Partners Limited 融科資本合伙人有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-10-30 | 2019-12-19 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-04-11 | 2019-04-30 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-02-21 | 2019-04-30 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-02-21 | 2019-04-30 |
| Trinity Financial Group Limited |
RO | Type 1 — Dealing in securities | 2019-01-15 | 2019-02-11 |
| Trinity Corporate Finance Limited |
RO | Type 6 — Advising on corporate finance | 2019-01-15 | 2019-02-11 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-03-31 | 2018-06-19 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-17 | 2018-06-19 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-10-17 | 2018-06-19 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-10-17 | 2017-03-31 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-27 | 2016-07-01 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-08 | 2016-07-01 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 4 — Advising on securities | 2014-07-08 | 2016-07-01 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-07-08 | 2016-07-01 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-15 | 2014-05-03 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-03-15 | 2014-05-03 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-03-15 | 2014-05-03 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-27 | 2013-03-07 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-04-27 | 2013-03-07 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-04-27 | 2013-03-07 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 4 — Advising on securities | 2005-11-02 | 2009-06-16 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 1 — Dealing in securities | 2005-10-27 | 2009-06-16 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-10-27 | 2009-06-16 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-04-01 | 2005-10-01 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-04-01 | 2005-10-01 |