Oliver Robert Morgan Bolitho
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Oliver Robert Morgan Bolitho ( ), CE reference AOS431. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PACAT Capital Management Limited | RO | Type 9 — Asset management | 2023-10-17 | 2025-08-13 |
| Old Peak Limited |
RO | Type 4 — Advising on securities | 2017-12-13 | 2021-01-01 |
| Old Peak Limited |
RO | Type 5 — Advising on futures contracts | 2017-12-13 | 2021-01-01 |
| Old Peak Limited |
RO | Type 9 — Asset management | 2017-12-13 | 2021-01-01 |
| Old Peak Limited |
Rep | Type 4 — Advising on securities | 2016-01-28 | 2017-12-13 |
| Old Peak Limited |
Rep | Type 5 — Advising on futures contracts | 2016-01-28 | 2017-12-13 |
| Old Peak Limited |
Rep | Type 9 — Asset management | 2016-01-28 | 2017-12-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 1 — Dealing in securities | 2007-08-02 | 2013-12-31 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 9 — Asset management | 2007-08-02 | 2013-12-31 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2007-03-30 | 2007-08-02 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | 2007-03-30 | 2007-08-02 |