Terence Luk
陸凱賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Terence Luk (陸凱賢), a licensed former licensee with CE reference AGI503. This person has 17.7 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Old Peak Limited |
RO | Type 4 - Advising on securities | 2006-09-15 | 2021-01-01 |
| Old Peak Limited |
RO | Type 5 - Advising on futures contracts | 2006-09-15 | 2021-01-01 |
| Old Peak Limited |
RO | Type 9 - Asset management | 2006-09-15 | 2021-01-01 |
| Old Peak Limited |
Rep | Type 4 - Advising on securities | 2006-02-21 | 2006-09-15 |
| Old Peak Limited |
Rep | Type 5 - Advising on futures contracts | 2006-02-21 | 2006-09-15 |
| Old Peak Limited |
Rep | Type 9 - Asset management | 2006-02-21 | 2006-09-15 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2005-10-25 | 2006-01-28 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-01-28 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-03-24 |
Worked alongside
The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Terence Luk during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ming Sun Wan | Old Peak Limited | 2006–2021 |
| Vui Ling Leong | Old Peak Limited | 2006–2021 |
| Terman Teng Man Chan | Old Peak Limited | 2007–2021 |
| Eric Tsun Szeto | Old Peak Limited | 2007–2021 |
| John Zwaanstra | Old Peak Limited | 2008–2021 |
| Jonathon Jarrod Lawless | Old Peak Limited | 2006–2018 |
| Todd David Zwaanstra | Old Peak Limited | 2006–2012 |
| Jonathan Chung Kiu Mok | Old Peak Limited | 2015–2020 |
| Oliver Robert Morgan Bolitho | Old Peak Limited | 2016–2021 |
| Massimo Guglielmucci | Old Peak Limited | 2007–2011 |
| Yang Hyun Tak | Old Peak Limited | 2018–2021 |
| Vanessa Yuk Yee Lam | Old Peak Limited | 2006–2009 |
| You Yao | Old Peak Limited | 2008–2009 |
| Alan Keith Wightman | Old Peak Limited | 2006–2007 |
| Michael William Moore | Old Peak Limited | 2006 |
| Marco Thomas Roccia | Old Peak Limited | 2006–2007 |