Josephine Yim Fan Tsang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Josephine Yim Fan Tsang (曾艷芬), a licensed Responsible Officer with CE reference AGY049. Currently licensed at 1 firm(s): JT Capital Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 11.0 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JT Capital Asset Management Limited 凱庫資產管理有限公司 |
RO | Type 4 - Advising on securities | 2017-12-14 | present |
| JT Capital Asset Management Limited 凱庫資產管理有限公司 |
RO | Type 9 - Asset management | 2017-12-14 | present |
| JT Capital Asset Management Limited 凱庫資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2017-12-14 | 2021-01-08 |
| Seazen Resources Securities Limited 新城晉峰證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-07-21 | 2017-04-30 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2014-12-29 | 2017-04-30 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
RO | Type 4 - Advising on securities | 2014-12-29 | 2017-04-30 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
RO | Type 9 - Asset management | 2014-12-29 | 2017-04-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Josephine Yim Fan Tsang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.