Yao Ge
戈瑤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yao Ge (戈瑤), a licensed former licensee with CE reference BDY307. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-10 | 2019-11-23 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-10 | 2019-11-23 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-01-10 | 2019-11-23 |
| Seazen Resources Securities Limited 新城晉峰證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-22 | 2019-11-23 |
| Seazen Resources Futures Limited 新城晉峰期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-08-22 | 2019-11-23 |