Justin John Pascoe
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Justin John Pascoe ( ), a licensed former licensee with CE reference ABY834. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 1 — Dealing in securities | 2007-06-08 | 2008-08-30 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 4 — Advising on securities | 2007-06-08 | 2008-08-30 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 5 — Advising on futures contracts | 2007-06-08 | 2008-08-30 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 9 — Asset management | 2007-06-08 | 2008-08-30 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2007-01-02 | 2007-06-08 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2007-01-02 | 2007-06-08 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 5 — Advising on futures contracts | 2007-01-02 | 2007-06-08 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | 2007-01-02 | 2007-06-08 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2005-12-12 | 2006-12-23 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 4 — Advising on securities | 2005-12-12 | 2006-12-23 |
| State Street Global Advisors Singapore Limited | RO | Type 4 — Advising on securities | 2005-12-12 | 2006-12-23 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 5 — Advising on futures contracts | 2005-12-12 | 2006-12-23 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-12-12 | 2006-12-23 |
| State Street Global Advisors Singapore Limited | RO | Type 6 — Advising on corporate finance | 2005-12-12 | 2006-12-23 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 9 — Asset management | 2005-12-12 | 2006-12-23 |
| State Street Global Advisors Singapore Limited | RO | Type 9 — Asset management | 2005-12-12 | 2006-12-23 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-13 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-05-13 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-13 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-13 |