David Kwun Chai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Kwun Chai ( ), a licensed former licensee with CE reference ANR467. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 4 — Advising on securities | 2007-07-12 | 2017-06-02 |
| State Street Global Advisors Singapore Limited | RO | Type 4 — Advising on securities | 2007-07-12 | 2017-06-02 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 5 — Advising on futures contracts | 2007-07-12 | 2017-06-02 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 9 — Asset management | 2007-07-12 | 2017-06-02 |
| State Street Global Advisors Singapore Limited | RO | Type 9 — Asset management | 2007-07-12 | 2017-06-02 |
| State Street Global Advisors Singapore Limited | Rep | Type 4 — Advising on securities | 2007-05-10 | 2007-07-12 |
| State Street Global Advisors Singapore Limited | Rep | Type 9 — Asset management | 2007-05-10 | 2007-07-12 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2006-09-28 | 2007-07-12 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-09-28 | 2007-07-12 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2006-09-28 | 2007-07-12 |