Jiahua Lu
盧家驊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jiahua Lu (盧家驊), a licensed Responsible Officer with CE reference AFT829. Currently licensed at 1 firm(s): Epigen Group (Hong Kong) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.1 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Epigen Group (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2022-12-30 | present |
| Epigen Group (Hong Kong) Limited | RO | Type 9 - Asset management | 2022-12-30 | present |
| Epigen Group (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2022-08-01 | 2022-12-30 |
| Epigen Group (Hong Kong) Limited | Rep | Type 9 - Asset management | 2022-08-01 | 2022-12-30 |
| Lux Aeterna Capital Limited 恒昱資本有限公司 |
Rep | Type 4 - Advising on securities | 2021-08-20 | 2022-07-31 |
| Lux Aeterna Capital Limited 恒昱資本有限公司 |
Rep | Type 9 - Asset management | 2021-08-20 | 2022-07-31 |
| Epigen Group (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2019-01-02 | 2021-08-19 |
| Epigen Group (Hong Kong) Limited | RO | Type 9 - Asset management | 2018-08-01 | 2021-08-19 |
| Epigen Group (Hong Kong) Limited | Rep | Type 9 - Asset management | 2018-05-17 | 2018-08-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2006-09-04 | 2017-02-25 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2006-09-04 | 2017-02-25 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-08-24 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2006-08-24 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-02-11 |
Worked alongside
The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Jiahua Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Sang Park | Epigen Group (Hong Kong) Limited | 2018–present |
| Shiyu Jin | Epigen Group (Hong Kong) Limited | 2020–present |
| Frederic David Levy | Epigen Group (Hong Kong) Limited | 2021–present |
| Zhiyu Zhang | Epigen Group (Hong Kong) Limited | 2020–2023 |
| Wen Chen | Epigen Group (Hong Kong) Limited | 2022–2025 |
| Ziyu Zhou | Epigen Group (Hong Kong) Limited | 2020–2021 |
| Michael Sai Cheong Lo | Epigen Group (Hong Kong) Limited | 2018–2020 |
| Siyuan Liu | Lux Aeterna Capital Limited | 2021–2022 |
| Yiu Kei Chan | Lux Aeterna Capital Limited | 2021–2022 |
| Yuchao Ding | Lux Aeterna Capital Limited | 2021–2022 |
| Yin Huang | Lux Aeterna Capital Limited | 2021–2022 |
| Kim Kuan Francis Tan | Lux Aeterna Capital Limited | 2021–2022 |
| Duruo Li | Lux Aeterna Capital Limited | 2021–2022 |
| Yuhan Peng | Lux Aeterna Capital Limited | 2021–2022 |
| Winne Wing Sze Wong | Epigen Group (Hong Kong) Limited | 2021 |
| Sef Yuan Chin | Lux Aeterna Capital Limited | 2021 |