Duruo Li
李杜若
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Duruo Li (李杜若), a licensed former licensee with CE reference BRG970. This person has 1.6 years of SFC licence history. Total licence records on file: 3.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lux Aeterna Capital Limited 恒昱資本有限公司 |
Rep | Type 1 - Dealing in securities | 2021-09-10 | 2023-04-08 |
| Lux Aeterna Capital Limited 恒昱資本有限公司 |
Rep | Type 4 - Advising on securities | 2021-09-10 | 2023-04-08 |
| Lux Aeterna Capital Limited 恒昱資本有限公司 |
Rep | Type 9 - Asset management | 2021-09-10 | 2023-04-08 |
Worked alongside
The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Duruo Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kim Kuan Francis Tan | Lux Aeterna Capital Limited | 2021–2023 |
| Siyuan Liu | Lux Aeterna Capital Limited | 2021–2023 |
| Yiu Kei Chan | Lux Aeterna Capital Limited | 2021–2023 |
| Yuchao Ding | Lux Aeterna Capital Limited | 2021–2023 |
| Yin Huang | Lux Aeterna Capital Limited | 2021–2023 |
| Yuhan Peng | Lux Aeterna Capital Limited | 2021–2023 |
| Jiahua Lu | Lux Aeterna Capital Limited | 2021–2022 |
| Shiyu Jin | Lux Aeterna Capital Limited | 2021–2022 |
| Zhiyu Zhang | Lux Aeterna Capital Limited | 2021–2022 |
| Ziyu Zhou | Lux Aeterna Capital Limited | 2021–2022 |
| Ho Yan Brian Tang | Lux Aeterna Capital Limited | 2022–2023 |
| Sef Yuan Chin | Lux Aeterna Capital Limited | 2021 |