Yiu Kei Chan
陳耀基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Kei Chan (陳耀基), a licensed former licensee with CE reference AVF635. This person has 10.7 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lux Aeterna Capital Limited 恒昱資本有限公司 |
Rep | Type 1 - Dealing in securities | 2021-07-09 | 2024-03-15 |
| Lux Aeterna Capital Limited 恒昱資本有限公司 |
Rep | Type 4 - Advising on securities | 2021-07-09 | 2024-03-15 |
| Lux Aeterna Capital Limited 恒昱資本有限公司 |
Rep | Type 9 - Asset management | 2021-07-09 | 2024-03-15 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-24 | 2018-10-02 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2011-03-24 | 2018-10-02 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2011-03-24 | 2013-09-05 |
| RBC Capital Markets (Hong Kong) Limited 加皇資本市場(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-10 | 2011-02-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yiu Kei Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.