Yiu Kei Chan
陳耀基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Kei Chan (陳耀基), a licensed former licensee with CE reference AVF635. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lux Aeterna Capital Limited 恒昱資本有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-09 | 2024-03-15 |
| Lux Aeterna Capital Limited 恒昱資本有限公司 |
Rep | Type 4 — Advising on securities | 2021-07-09 | 2024-03-15 |
| Lux Aeterna Capital Limited 恒昱資本有限公司 |
Rep | Type 9 — Asset management | 2021-07-09 | 2024-03-15 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-24 | 2018-10-02 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2011-03-24 | 2018-10-02 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2011-03-24 | 2013-09-05 |
| RBC Capital Markets (Hong Kong) Limited 加皇資本市場(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-10 | 2011-02-25 |