Frederic David Levy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frederic David Levy, a licensed Responsible Officer with CE reference ARJ654. Currently licensed at 1 firm(s): Epigen Group (Hong Kong) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.2 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Epigen Group (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2021-11-16 | present |
| Epigen Group (Hong Kong) Limited | RO | Type 9 - Asset management | 2021-11-16 | present |
| Altitude Principle Advisory Limited | RO | Type 9 - Asset management | 2014-12-01 | 2020-05-25 |
| Altitude Principle Advisory Limited | Rep | Type 9 - Asset management | 2014-10-06 | 2014-12-01 |
| Golden Full Asset Management Limited 金富資產管理有限公司 |
RO | Type 4 - Advising on securities | 2014-04-03 | 2014-08-11 |
| Golden Full Asset Management Limited 金富資產管理有限公司 |
RO | Type 9 - Asset management | 2014-04-03 | 2014-08-11 |
| Altitude Principle Advisory Limited | RO | Type 9 - Asset management | 2011-03-16 | 2012-10-23 |
| Dresdner Kleinwort Securities (Asia) Limited 德利佳華證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-27 | 2009-06-30 |
| Dresdner Kleinwort Securities (Asia) Limited 德利佳華證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2008-08-27 | 2009-06-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Frederic David Levy during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.