Brian Yue Wah Lau
劉愉樺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brian Yue Wah Lau (劉愉樺), CE reference AFS902. Currently licensed at 1 firm(s): Victory Securities Company Limited. Total licence records on file: 23.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Victory Securities Company Limited 勝利證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-11-20 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2024-11-20 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
RO | Type 4 — Advising on securities | 2024-11-20 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
RO | Type 9 — Asset management | 2024-11-20 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 9 — Asset management | 2024-06-17 | 2024-11-20 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-11-27 | 2024-11-20 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-11-27 | 2024-11-20 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-10-24 | 2024-11-20 |
| Enhanced Investment Management Limited |
RO | Type 4 — Advising on securities | 2019-11-28 | 2022-09-30 |
| Enhanced Investment Management Limited |
RO | Type 9 — Asset management | 2019-11-28 | 2022-09-30 |
| Enhanced Securities Limited 進陞證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-06-22 | 2022-07-27 |
| Enhanced Investment Management Limited |
Rep | Type 4 — Advising on securities | 2017-06-16 | 2019-11-28 |
| Enhanced Securities Limited 進陞證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-10 | 2023-09-01 |
| Enhanced Securities Limited 進陞證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-18 | 2017-01-10 |
| Enhanced Securities Limited 進陞證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-08-02 | 2014-06-18 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | present | 2011-08-01 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2011-08-01 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-12 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-01-12 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-12 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-01-12 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-12 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-12 |