Joyce Yuen Yee Lai
黎婉儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joyce Yuen Yee Lai (黎婉儀), CE reference AFQ514. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital Instinct Limited 資本觸覺資產管理有限公司 |
RO | Type 9 — Asset management | 2012-09-12 | 2022-02-28 |
| ChinaRock Capital Management Limited 華岩(資本)有限公司 |
RO | Type 9 — Asset management | 2008-09-05 | 2010-01-29 |
| ChinaRock Capital Management Limited 華岩(資本)有限公司 |
Rep | Type 9 — Asset management | 2007-09-07 | 2008-09-05 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-04-23 | 2007-05-18 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 — Dealing in securities | 2004-09-28 | 2007-04-14 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-09-28 | 2007-04-14 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-11-01 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-11-01 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-11-01 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 9 — Asset management | present | 2003-11-01 |