Samuel Kwok Tung Lee
李國棟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel Kwok Tung Lee (李國棟), a licensed former licensee with CE reference ADX187. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-02-23 | 2016-10-11 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-02-23 | 2016-10-11 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-06-16 | 2016-01-29 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 - Dealing in securities | 2004-05-24 | 2016-01-29 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 - Dealing in securities | 2003-05-29 | 2003-12-04 |