James Ngai Him Lui
雷毅謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Ngai Him Lui (雷毅謙), a licensed former licensee with CE reference ABH139. This person has 10.5 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-13 | 2014-01-28 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 - Dealing in securities | 2004-06-11 | 2013-10-31 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-06-11 | 2013-10-31 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-04-28 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-04-28 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-04-28 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-04-28 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-04-28 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-04-28 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-04-28 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-04-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James Ngai Him Lui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.