Tai Hoi Lee
李棣開
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tai Hoi Lee (李棣開), a licensed former licensee with CE reference AAC101. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-19 | 2010-01-06 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-11-19 | 2010-01-06 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 4 — Advising on securities | 2009-11-19 | 2010-01-06 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2003-10-14 | 2009-11-19 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
RO | Type 1 — Dealing in securities | present | 2009-11-19 |
| DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-01-02 |
| DBS Vickers Futures (Hong Kong) Limited DBS唯高達期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2004-06-30 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
RO | Type 4 — Advising on securities | present | 2009-11-19 |