Andrew On Leung Au

歐安良
CE No. AAF177 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew On Leung Au (歐安良), a licensed former licensee with CE reference AAF177. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
DBS Vickers (Hong Kong) Limited
星展唯高達香港有限公司
RO Type 2 — Dealing in futures contracts 2003-10-14 2017-09-01
DBS Vickers Futures (Hong Kong) Limited
DBS唯高達期貨有限公司
Rep Type 2 — Dealing in futures contracts present 2004-01-16
DBS Vickers Futures (Hong Kong) Limited
DBS唯高達期貨有限公司
Rep Type 5 — Advising on futures contracts present 2003-10-10
DBS Vickers Futures (Hong Kong) Limited
DBS唯高達期貨有限公司
Rep Type 9 — Asset management present 2003-10-10
DBS Vickers (Hong Kong) Limited
星展唯高達香港有限公司
RO Type 1 — Dealing in securities present 2017-09-01
DBS Vickers Securities (Hong Kong) Limited
DBS唯高達証券有限公司
RO Type 1 — Dealing in securities present 2004-01-02
DBS Vickers (Hong Kong) Limited
星展唯高達香港有限公司
RO Type 4 — Advising on securities present 2017-09-01

Related