David Michael Sayer
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Michael Sayer, a licensed former licensee with CE reference AFT910. This person has 16.2 years of SFC licence history. Total licence records on file: 30.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Segantii Capital Management Limited | Rep | Type 9 - Asset management | 2014-04-17 | 2021-06-21 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 7 - Providing automated trading services | 2012-02-09 | 2012-07-28 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2009-03-18 | 2012-07-28 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 1 - Dealing in securities | 2009-03-18 | 2012-07-28 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2009-03-18 | 2012-07-28 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2009-03-18 | 2012-07-28 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 4 - Advising on securities | 2009-03-18 | 2012-07-28 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 5 - Advising on futures contracts | 2009-03-18 | 2012-07-28 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2005-11-29 | 2009-03-18 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2005-11-29 | 2009-03-18 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2005-11-29 | 2009-03-18 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2005-11-29 | 2009-03-18 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2005-11-28 | 2009-03-18 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2005-11-28 | 2009-03-18 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-06-10 | 2005-09-12 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2003-12-06 | 2004-05-06 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2003-12-06 | 2004-05-06 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2003-09-17 | 2004-05-06 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-05-06 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-05-06 |
| J.P. Morgan Futures Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-12-06 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-05-06 |
| J.P. Morgan Futures Hong Kong Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-12-06 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-13 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-13 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-05-06 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-09-13 |
| J.P. Morgan Futures Hong Kong Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-09-13 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-09-13 |
| J.P. Morgan Futures Hong Kong Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-09-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Michael Sayer during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.