Siu Keung Lee
李兆強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Keung Lee (李兆強), a licensed former licensee with CE reference AFG628. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phoenix Capital (International) Limited 鳳凰(國際)資本有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-12 | 2018-04-18 |
| Phoenix Capital (International) Limited 鳳凰(國際)資本有限公司 |
Rep | Type 9 — Asset management | 2017-06-12 | 2018-04-18 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-19 | 2014-05-23 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-07-19 | 2014-05-23 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-06 | 2013-04-26 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-08 | 2012-09-28 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-11-08 | 2012-09-28 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-08-06 | 2007-09-11 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-08-06 | 2007-09-11 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-20 | 2007-09-11 |