Chi Kwok Yim
嚴志國
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Kwok Yim (嚴志國), a licensed former licensee with CE reference AEY354. This person has 2.6 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-11-01 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-11-01 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-11-01 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-11-01 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Kwok Yim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Lee Kwong Wong | VMS Securities Limited | 2003–2005 |
| Stefanie Chi Yin Chan | VMS Securities Limited | 2003–2005 |
| Wai Yue Cheung | VMS Securities Limited | 2003–2005 |
| Yoon Hoong Cheang | VMS Securities Limited | 2003–2005 |
| Wing Yuk Lui | VMS Securities Limited | 2003–2005 |
| Chai Geok Lim | VMS Securities Limited | 2003–2004 |
| Connie Ho Ho Lo | VMS Securities Limited | 2003–2004 |
| Wai Fong Wong | VMS Securities Limited | 2003 |