Wai Keung Lee
李偉強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Keung Lee (李偉強), a licensed former licensee with CE reference ANT413. This person has 19.2 years of SFC licence history. Total licence records on file: 23.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Xin Yongan International Securities Company Limited 新永安國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-08-25 | 2026-06-09 |
| China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2025-08-25 | 2026-06-09 |
| Xin Yongan International Asset Management Company Limited 新永安國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2025-08-25 | 2026-06-09 |
| China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2025-08-25 | 2026-06-09 |
| CN First International Futures Limited 中一期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2024-07-08 | 2025-03-31 |
| CN First International Futures Limited 中一期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2024-07-08 | 2025-03-31 |
| CN First International Futures Limited 中一期貨有限公司 |
RO | Type 1 - Dealing in securities | 2021-06-09 | 2025-03-31 |
| CN First International Futures Limited 中一期貨有限公司 |
RO | Type 4 - Advising on securities | 2021-06-09 | 2025-03-31 |
| CN First International Futures Limited 中一期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-04-13 | 2024-07-08 |
| CN First International Futures Limited 中一期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-22 | 2021-06-09 |
| Sun Growth Securities Limited 志昇証券有限公司 |
RO | Type 1 - Dealing in securities | 2019-10-04 | 2020-12-31 |
| Sun Growth Futures Limited 志昇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-10-03 | 2019-02-28 |
| Sun Growth Securities Limited 志昇証券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-03-12 | 2019-10-04 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-28 | 2018-02-28 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-07-28 | 2018-02-28 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-06-17 | 2016-07-24 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-06-17 | 2016-07-24 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-21 | 2016-07-24 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-08-21 | 2016-07-24 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2012-08-21 | 2016-07-24 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2007-02-27 | 2012-08-10 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-08-07 | 2012-08-10 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-08-07 | 2012-08-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Keung Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.