Johnny Bun Wah Ma
馬斌華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johnny Bun Wah Ma (馬斌華), CE reference AES117. Currently licensed at 2 firm(s): CMB International Securities Limited, CMB International Futures Limited. Total licence records on file: 33.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-12-02 | present |
| CMB International Futures Limited 招銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-12-02 | present |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2025-12-02 | present |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-04-23 | 2025-10-16 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-23 | 2025-10-16 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-03-23 | 2025-10-16 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-11-19 | 2020-02-28 |
| Centaline Securities Limited 中原證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-11 | 2020-02-28 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-11 | 2020-02-28 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-11 | 2020-02-28 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-22 | 2019-06-27 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2019-06-27 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-02 | 2017-10-02 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-02-02 | 2019-06-27 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-20 | 2017-01-23 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-07-20 | 2017-01-23 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2009-05-11 | 2009-07-08 |
| Nerico Brothers Limited | Rep | Type 2 — Dealing in futures contracts | 2009-05-11 | 2009-07-08 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-18 | 2009-05-05 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-10-18 | 2009-05-05 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-16 | 2007-10-15 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-03-16 | 2007-10-15 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-11-16 | 2007-02-28 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-11-16 | 2007-02-28 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2004-10-20 | 2004-10-29 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-24 | 2004-10-29 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-08-24 | 2004-10-29 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2004-04-20 | 2004-08-06 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-24 | 2004-08-06 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-09-24 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-22 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-22 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-22 |