Chi Wai Chan
陳志偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Wai Chan (陳志偉), a licensed former licensee with CE reference AAE398. This person has 18.0 years of SFC licence history. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wintone Securities Limited 榮通證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2009-10-29 | 2011-04-08 |
| Wintone Securities Limited 榮通證券有限公司 |
RO | Type 1 - Dealing in securities | 2004-02-16 | 2021-05-01 |
| ASG Futures Limited 亞洲環球期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-01-20 |
| ASG Futures Limited 亞洲環球期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-09-04 |
| ASG Futures Limited 亞洲環球期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-04 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2004-01-20 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-09-04 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-04 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-09-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Wai Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.