Chung Wing Lai
黎宗榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Wing Lai (黎宗榮), a licensed former licensee with CE reference ABI012. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-16 | 2020-02-07 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-16 | 2018-09-27 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-19 | 2018-09-27 |
| Wintone Securities Limited 榮通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-31 | 2013-10-28 |
| Wintone Securities Limited 榮通證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-12-15 | 2011-04-08 |
| Wintone Securities Limited 榮通證券有限公司 |
RO | Type 1 — Dealing in securities | 2008-06-02 | 2010-05-31 |
| Wintone Securities Limited 榮通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-14 | 2008-06-02 |
| New Gala Securities Company Limited 新基立證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-04-29 | 2007-05-03 |