Yee Ching Lau
劉宜靜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Ching Lau (劉宜靜), a licensed former licensee with CE reference ADV029. This person has 12.4 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-05-15 | 2016-08-30 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2014-05-12 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2014-05-12 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-02-22 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-02-22 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-22 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2005-02-22 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-02-22 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-02-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yee Ching Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.