Steven Chow
周志文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven Chow (周志文), a licensed former licensee with CE reference AFD865. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2006-09-07 | 2022-12-30 |
| LGT Investment Management (Asia) Limited | Rep | Type 4 — Advising on securities | present | 2022-12-30 |
| LGT Investment Management (Asia) Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-03-02 |
| LGT Investment Management (Asia) Limited | Rep | Type 9 — Asset management | present | 2004-03-02 |