Kim Wan To
杜劍雲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kim Wan To (杜劍雲), CE reference AED131. Currently licensed at 2 firm(s): Cinda International Securities Limited, Cinda International Futures Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | present | present |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | present |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-06 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-01-06 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-06 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-01-06 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-06 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-06 |