Winnie Mak
麥蔚誼
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winnie Mak (麥蔚誼), a licensed former licensee with CE reference ADK738. This person has 2.9 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chinese Strategic Asset Management Limited 華人富通資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-06-28 | 2017-01-31 |
| Japaninvest (Hong Kong) Limited |
Rep | Type 4 - Advising on securities | 2012-10-10 | 2013-03-14 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2012-03-07 | 2012-07-04 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2005-04-04 | 2005-07-22 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2004-03-16 | 2004-08-02 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 9 - Asset management | 2004-03-16 | 2004-08-02 |
| HSBC Securities (Asia) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-28 |
| HSBC Securities (Asia) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-15 |
| HSBC Securities (Asia) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-12-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Winnie Mak during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.