Anne Kin Shun Ling
林建純
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anne Kin Shun Ling (林建純), a licensed Representative with CE reference ACX120. Currently licensed at 1 firm(s): Jefferies Hong Kong Limited. Active regulated activities: Type 4 - Advising on securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2019-10-02 | present |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2004-11-30 | 2007-11-07 |
| HSBC Securities (Asia) Limited | Rep | Type 4 - Advising on securities | present | 2004-04-23 |
| HSBC Securities (Asia) Limited | Rep | Type 6 - Advising on corporate finance | present | 2003-12-09 |
| HSBC Securities (Asia) Limited | Rep | Type 9 - Asset management | present | 2003-12-09 |