Daryl Shao Loong Goh
吳少龍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daryl Shao Loong Goh (吳少龍), a licensed former licensee with CE reference AFM357. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-09 | 2011-01-28 |
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2008-09-05 | 2009-09-11 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-13 | 2008-05-16 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-07-13 | 2008-05-16 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | 2007-07-13 | 2008-05-16 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-08-18 | 2007-06-26 |
| HSBC Securities (Asia) Limited | Rep | Type 4 — Advising on securities | present | 2005-08-10 |
| HSBC Securities (Asia) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-12-10 |
| HSBC Securities (Asia) Limited | Rep | Type 9 — Asset management | present | 2003-12-10 |