Shu Kwan Choy
蔡澍鈞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Kwan Choy (蔡澍鈞), CE reference ABF760. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2003-12-17 | 2007-07-01 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
RO | Type 4 — Advising on securities | 2003-12-17 | 2004-07-30 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
RO | Type 9 — Asset management | 2003-12-17 | 2007-07-01 |
| CITIC Capital Active Partner Management (HK) Limited 中信資本伙伴投資基金管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2003-09-19 | 2005-02-17 |
| CITIC Capital Active Partner Management (HK) Limited 中信資本伙伴投資基金管理(香港)有限公司 |
RO | Type 9 — Asset management | 2003-09-19 | 2005-03-10 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2006-04-06 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2004-07-30 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-06-06 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RO | Type 9 — Asset management | present | 2006-04-06 |