Daniel Lee Shepherd
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Lee Shepherd ( ), a licensed former licensee with CE reference ALW937. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 - Dealing in securities | 2009-10-06 | 2016-08-23 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 - Dealing in securities | 2005-04-20 | 2005-11-24 |