Allan Sai Wah Wong

王世華
CE No. AGP556 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Allan Sai Wah Wong (王世華), a licensed former licensee with CE reference AGP556. This person has 10.9 years of SFC licence history. Total licence records on file: 17.

Licence history

FirmRoleRegulated activityFromTo
Quester Securities (HK) Limited RO Type 1 - Dealing in securities 2024-06-03 2025-08-12
Quester Securities (HK) Limited RO Type 4 - Advising on securities 2024-06-03 2025-08-12
Standard Chartered Securities (Hong Kong) Limited
渣打證券(香港)有限公司
Rep Type 1 - Dealing in securities 2011-11-22 2013-05-16
Standard Chartered Securities (Hong Kong) Limited
渣打證券(香港)有限公司
Rep Type 4 - Advising on securities 2011-11-22 2013-05-16
Standard Chartered Securities (Hong Kong) Limited
渣打證券(香港)有限公司
Rep Type 6 - Advising on corporate finance 2011-11-22 2013-05-16
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2007-05-14 2011-08-23
Merrill Lynch Far East Limited Rep Type 1 - Dealing in securities 2007-05-14 2011-08-23
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2007-05-14 2011-08-23
Merrill Lynch Far East Limited Rep Type 4 - Advising on securities 2007-05-14 2011-08-23
Merrill Lynch (Asia Pacific) Limited Rep Type 6 - Advising on corporate finance 2007-05-14 2011-08-23
Merrill Lynch Far East Limited Rep Type 6 - Advising on corporate finance 2007-05-14 2011-08-23
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 1 - Dealing in securities 2005-04-14 2007-03-22
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 4 - Advising on securities 2005-04-14 2007-03-22
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 6 - Advising on corporate finance 2005-04-14 2007-03-22
Credit Suisse Securities (Hong Kong) Limited
瑞士信貸證券(香港)有限公司
Rep Type 4 - Advising on securities Pre-2003 2006-08-18
Credit Suisse Securities (Hong Kong) Limited
瑞士信貸證券(香港)有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2006-08-18
Credit Suisse Securities (Hong Kong) Limited
瑞士信貸證券(香港)有限公司
Rep Type 9 - Asset management Pre-2003 2005-02-15

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