Allan Sai Wah Wong
王世華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Allan Sai Wah Wong (王世華), a licensed former licensee with CE reference AGP556. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quester Securities (HK) Limited |
RO | Type 1 — Dealing in securities | 2024-06-03 | 2025-08-12 |
| Quester Securities (HK) Limited |
RO | Type 4 — Advising on securities | 2024-06-03 | 2025-08-12 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-22 | 2013-05-16 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-11-22 | 2013-05-16 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-11-22 | 2013-05-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-05-14 | 2011-08-23 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2007-05-14 | 2011-08-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2007-05-14 | 2011-08-23 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2007-05-14 | 2011-08-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2007-05-14 | 2011-08-23 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2007-05-14 | 2011-08-23 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-14 | 2007-03-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-04-14 | 2007-03-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-04-14 | 2007-03-22 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-08-18 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2006-08-18 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-15 |