Vicky Wai Sze Yick

易煒思
CE No. AKX961 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vicky Wai Sze Yick (易煒思), a licensed former licensee with CE reference AKX961. Total licence records on file: 26.

Licence history

FirmRoleRegulated activityFromTo
Partners Group (Hong Kong) Private Limited
RO Type 1 — Dealing in securities 2024-06-17 2025-09-12
American Century Investment Management (Asia Pacific) Limited
RO Type 1 — Dealing in securities 2020-08-18 2023-02-28
American Century Investment Management (Asia Pacific) Limited
RO Type 4 — Advising on securities 2020-08-18 2023-02-28
American Century Investment Management (Asia Pacific) Limited
Rep Type 1 — Dealing in securities 2019-11-01 2020-08-18
American Century Investment Management (Asia Pacific) Limited
Rep Type 4 — Advising on securities 2019-11-01 2020-08-18
Value Partners Hong Kong Limited
惠理基金管理香港有限公司
Rep Type 5 — Advising on futures contracts 2019-06-28 2019-09-27
Value Partners Limited
惠理基金管理公司
Rep Type 5 — Advising on futures contracts 2019-06-28 2019-09-27
Value Partners Hong Kong Limited
惠理基金管理香港有限公司
RO Type 1 — Dealing in securities 2019-06-28 2019-09-27
Value Partners Limited
惠理基金管理公司
RO Type 1 — Dealing in securities 2019-06-28 2019-09-27
Sensible Asset Management Hong Kong Limited
盛寶資產管理香港有限公司
RO Type 4 — Advising on securities 2019-06-28 2019-09-27
Sensible Asset Management Limited
盛寶資產管理有限公司
RO Type 4 — Advising on securities 2019-06-28 2019-09-27
Value Partners Hong Kong Limited
惠理基金管理香港有限公司
RO Type 4 — Advising on securities 2019-06-28 2019-09-27
Value Partners Limited
惠理基金管理公司
RO Type 4 — Advising on securities 2019-06-28 2019-09-27
Value Partners Private Equity Limited
惠理直接投資有限公司
RO Type 4 — Advising on securities 2019-06-28 2019-09-27
Sensible Asset Management Hong Kong Limited
盛寶資產管理香港有限公司
RO Type 9 — Asset management 2019-06-28 2019-09-27
Sensible Asset Management Limited
盛寶資產管理有限公司
RO Type 9 — Asset management 2019-06-28 2019-09-27
Value Partners Hong Kong Limited
惠理基金管理香港有限公司
RO Type 9 — Asset management 2019-06-28 2019-09-27
Value Partners Limited
惠理基金管理公司
RO Type 9 — Asset management 2019-06-28 2019-09-27
Value Partners Private Equity Limited
惠理直接投資有限公司
RO Type 9 — Asset management 2019-06-28 2019-09-27
Value Partners Hong Kong Limited
惠理基金管理香港有限公司
Rep Type 4 — Advising on securities 2010-03-22 2019-06-28
Value Partners Limited
惠理基金管理公司
Rep Type 4 — Advising on securities 2010-03-22 2019-06-28
Value Partners Hong Kong Limited
惠理基金管理香港有限公司
Rep Type 9 — Asset management 2010-03-22 2019-06-28
Value Partners Limited
惠理基金管理公司
Rep Type 9 — Asset management 2010-03-22 2019-06-28
Value Partners Limited
惠理基金管理公司
Rep Type 1 — Dealing in securities 2010-03-16 2019-06-28
Paribas Asia Equity Limited
巴黎巴亞洲証券有限公司
Rep Type 1 — Dealing in securities 2008-11-28 2009-12-08
Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
Rep Type 1 — Dealing in securities 2004-07-15 2008-02-05

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