Schroder Investment Management North America Limited

CE No. AGI762 Licensed corporation Inactive

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Schroder Investment Management North America Limited, a Hong Kong-based licensed corporation with CE reference AGI762. Current licensed staff on file: 0 (total recorded over time: 3). Earliest licence on file: 2003-12-12.

Category:
Not categorized yet
Registered address:
N/A
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 9 - Asset management 2003-12-12 2006-09-16

Licensed staff trend

- Total licensed staff, all activities
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Licensed staff (all-time) (3)

Active on date
Name Activities First licensed To
Elisabeth Charlotte Scott RO 9 2006-03 2006-07
Thomas Jeremy Willoughby RO 9 2003-12 2006-06
Terrace Pak Hing Chum 覃伯興 RO 9 2003-12 2006-03
Showing 1–3 of 3

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