Schroder Investment Management North America Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Schroder Investment Management North America Limited ( ), a Hong Kong-based licensed corporation with CE reference AGI762. Current licensed staff on file: 0 (total recorded over time: 3). Earliest licence on file: 2003-12-12.
Licence history
| Activity | From | To |
|---|---|---|
| Type 9 — Asset management | 2003-12-12 | 2006-09-16 |
Licensed staff (all-time) (3)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Terrace Pak Hing Chum 覃伯興 | RO 9 | 2003-12 | 2006-03 |
| Elisabeth Charlotte Scott | RO 9 | 2006-03 | 2006-07 |
| Thomas Jeremy Willoughby | RO 9 | 2003-12 | 2006-06 |
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