Stephen Siu Wah Fung
馮兆華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Siu Wah Fung (馮兆華), a licensed former licensee with CE reference AAE419. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| STAR RIVER SECURITIES LIMITED 星河證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-06-16 | 2019-01-17 |
| STAR RIVER SECURITIES LIMITED 星河證券有限公司 |
RO | Type 4 — Advising on securities | 2017-06-16 | 2019-01-17 |
| AIF Securities Limited 亞投證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-10-18 | 2016-12-09 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
RO | Type 1 — Dealing in securities | 2009-01-19 | 2010-08-15 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 — Dealing in securities | 2008-12-15 | 2009-01-19 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-05-18 | 2008-11-30 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-03 | 2005-05-18 |
| Wing Fung Securities Limited 永豐證券有限公司 |
RO | Type 1 — Dealing in securities | 2003-12-31 | 2005-01-03 |
| Enlighten Securities Limited 名匯證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-10-24 |
| Enlighten Futures Limited 名匯期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2003-10-24 |