Yan Kwong Ki
祁欣光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Kwong Ki (祁欣光), a licensed former licensee with CE reference AGM785. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-09 | 2022-07-27 |
| AIF Securities Limited 亞投證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-15 | 2010-08-06 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-09-16 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-06-23 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-06-23 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-23 |