Sarah Henderson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sarah Henderson ( ), CE reference ALZ867. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Meta Elephant Capital Limited 元象資本有限公司 |
RO | Type 4 — Advising on securities | 2017-06-15 | 2019-07-10 |
| Meta Elephant Capital Limited 元象資本有限公司 |
RO | Type 9 — Asset management | 2017-06-15 | 2019-07-10 |
| Meta Elephant Capital Limited 元象資本有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-08 | 2017-06-15 |
| Meta Elephant Capital Limited 元象資本有限公司 |
Rep | Type 9 — Asset management | 2017-05-25 | 2017-06-15 |
| Wealth Management Group Limited | RO | Type 9 — Asset management | 2007-02-02 | 2017-03-31 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2005-05-20 | 2006-08-01 |