Sarah Henderson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sarah Henderson, a licensed former licensee with CE reference ALZ867. This person has 13.5 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Meta Elephant Capital Limited 元象資本有限公司 |
RO | Type 4 - Advising on securities | 2017-06-15 | 2019-07-10 |
| Meta Elephant Capital Limited 元象資本有限公司 |
RO | Type 9 - Asset management | 2017-06-15 | 2019-07-10 |
| Meta Elephant Capital Limited 元象資本有限公司 |
Rep | Type 4 - Advising on securities | 2017-06-08 | 2017-06-15 |
| Meta Elephant Capital Limited 元象資本有限公司 |
Rep | Type 9 - Asset management | 2017-05-25 | 2017-06-15 |
| Wealth Management Group Limited | RO | Type 9 - Asset management | 2007-02-02 | 2017-03-31 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 - Advising on securities | 2005-05-20 | 2006-08-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sarah Henderson during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.