Philip Wheeler Stockton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Wheeler Stockton, CE reference AGO028. Currently licensed at 1 firm(s): Private Capital Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Private Capital Limited |
RO | Type 4 — Advising on securities | 2006-02-25 | present |
| Private Capital Limited |
RO | Type 9 — Asset management | 2006-02-25 | present |
| Private Capital Limited |
Rep | Type 4 — Advising on securities | 2003-09-05 | 2006-02-25 |
| Private Capital Limited |
Rep | Type 9 — Asset management | 2003-09-05 | 2006-02-25 |
| UKFP (Asia) HK Limited | Rep | Type 1 — Dealing in securities | present | 2003-04-07 |
| UKFP (Asia) HK Limited | Rep | Type 4 — Advising on securities | present | 2003-04-07 |
| UKFP (Asia) HK Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-04-07 |
| UKFP (Asia) HK Limited | Rep | Type 9 — Asset management | present | 2003-04-07 |