Terence Hart
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Terence Hart ( ), CE reference AGN329. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-02 | 2017-07-08 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-02 | 2017-07-08 |
| Wealth Management Group Limited | Rep | Type 9 — Asset management | 2008-12-03 | 2011-01-24 |
| Mason LaRoche (HK) Limited |
Rep | Type 4 — Advising on securities | 2004-05-10 | 2008-11-10 |
| MLI Limited 萬駿理財顧問有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-26 |