Pui Cheung Chan
陳沛彰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Cheung Chan (陳沛彰), a licensed former licensee with CE reference AFU581. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-10-06 | 2015-11-16 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-10-06 | 2015-11-16 |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-11-18 | 2015-03-01 |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-11-18 | 2015-03-01 |
| Bosen Asset Management Limited 寶信資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-12 | 2011-10-31 |
| Bosen Asset Management Limited 寶信資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-11-12 | 2011-10-31 |
| Redford Asset Management Limited 泓福資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-05-31 | 2010-10-31 |
| Redford Asset Management Limited 泓福資產管理有限公司 |
Rep | Type 9 — Asset management | 2009-09-28 | 2010-10-31 |
| Capital Focus Asset Management Limited 匯駿資產管理有限公司 |
Rep | Type 9 — Asset management | 2008-01-02 | 2009-07-24 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2005-06-16 | 2005-10-06 |
| Hong Kong Forex Investment Limited 香港外匯投資有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2004-01-28 | 2004-12-28 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-12-15 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-15 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-15 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-15 |