Shiu Man Law
羅霄文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shiu Man Law (羅霄文), a licensed former licensee with CE reference AGO349. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hongkong Bay Securities Limited 港灣證券有限公司 |
RO | Type 1 — Dealing in securities | 2008-09-16 | 2013-01-25 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-01 | 2008-09-16 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-06-30 |
| Magusta Futures Limited 邁高達期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2005-03-17 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-06-30 |
| Magusta Futures Limited 邁高達期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-02-24 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-24 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 8 — Securities margin financing | present | 2004-02-24 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-24 |
| Magusta Futures Limited 邁高達期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-24 |