Peter Wai Kuen Lau
劉煒權
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Wai Kuen Lau (劉煒權), a licensed former licensee with CE reference AAE167. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
RO | Type 4 — Advising on securities | 2013-10-03 | 2014-12-31 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
RO | Type 1 — Dealing in securities | 2012-10-26 | 2014-12-31 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-05 | 2012-10-26 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 1 — Dealing in securities | 2003-10-29 | 2006-06-23 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-10-29 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
RO | Type 4 — Advising on securities | present | 2003-10-29 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-10-29 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-10-29 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
RO | Type 9 — Asset management | present | 2003-10-29 |