Ka Man So
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Man So (蘇嘉敏), a licensed Responsible Officer with CE reference BTR060. Currently licensed at 1 firm(s): Novel Wealth Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 3.2 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2026-05-20 | present |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
RO | Type 4 - Advising on securities | 2026-05-20 | present |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
RO | Type 9 - Asset management | 2026-05-20 | present |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2023-04-12 | 2026-05-20 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-04-12 | 2026-05-20 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-04-12 | 2026-05-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Man So during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.