Alex Yuk Naat Ng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex Yuk Naat Ng (吳旭鈉), a licensed Responsible Officer with CE reference BRW411. Currently licensed at 1 firm(s): Jin Yi Financial Group Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 3.7 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
RO | Type 1 - Dealing in securities | 2026-04-28 | present |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
RO | Type 2 - Dealing in futures contracts | 2026-04-28 | present |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
RO | Type 4 - Advising on securities | 2026-04-28 | present |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
RO | Type 5 - Advising on futures contracts | 2026-04-28 | present |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
RO | Type 9 - Asset management | 2026-04-28 | present |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
Rep | Type 1 - Dealing in securities | 2022-11-21 | 2026-04-28 |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-11-21 | 2026-04-28 |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
Rep | Type 4 - Advising on securities | 2022-11-21 | 2026-04-28 |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
Rep | Type 5 - Advising on futures contracts | 2022-11-21 | 2026-04-28 |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
Rep | Type 9 - Asset management | 2022-11-21 | 2026-04-28 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Alex Yuk Naat Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.