Wai Kei Mok
莫偉基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kei Mok (莫偉基), a licensed Representative with CE reference BKD644. Currently licensed at 1 firm(s): Sirius Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.1 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sirius Securities Limited 鑫誠證券有限公司 |
Rep | Type 4 - Advising on securities | 2026-08-19 | present |
| Sirius Securities Limited 鑫誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2026-08-06 | present |
| Sirius Securities Limited 鑫誠證券有限公司 |
Rep | Type 9 - Asset management | 2026-08-06 | present |
| Austrax Asset Management Limited 南強資產管理有限公司 |
Rep | Type 9 - Asset management | 2026-02-11 | 2026-07-24 |
| Austrax Securities Limited 南強證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-07-22 | 2026-07-24 |
| Austrax Securities Limited 南強證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-07-31 | 2025-07-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Kei Mok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.