Chung Wai Yam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Wai Yam (任仲為), a licensed Responsible Officer with CE reference BIV276. Currently licensed at 1 firm(s): Wan Lung Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.6 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wan Lung Securities Limited 萬隆證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-11-20 | present |
| Wan Lung Securities Limited 萬隆證券有限公司 |
RO | Type 4 - Advising on securities | 2025-11-20 | present |
| Wan Lung Securities Limited 萬隆證券有限公司 |
RO | Type 9 - Asset management | 2025-11-20 | present |
| Wan Lung Securities Limited 萬隆證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-10-22 | 2025-11-20 |
| Wan Lung Securities Limited 萬隆證券有限公司 |
Rep | Type 4 - Advising on securities | 2025-10-22 | 2025-11-20 |
| Wan Lung Securities Limited 萬隆證券有限公司 |
Rep | Type 9 - Asset management | 2025-10-22 | 2025-11-20 |
| Keptain Securities and Asset Management Limited 嘉騰證券及資產管理有限公司 |
RO | Type 4 - Advising on securities | 2024-02-20 | 2025-06-20 |
| Keptain Securities and Asset Management Limited 嘉騰證券及資產管理有限公司 |
RO | Type 9 - Asset management | 2024-02-20 | 2025-06-20 |
| Lucky Guosheng Securities Limited 幸運國盛證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-03-16 | 2023-03-09 |
| Lucky Guosheng Securities Limited 幸運國盛證券有限公司 |
Rep | Type 9 - Asset management | 2021-03-16 | 2023-03-09 |
| Lucky Guosheng Securities Limited 幸運國盛證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-06-04 | 2023-03-09 |
| Sinostar Asset Management Limited 華星資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-03-05 | 2019-09-27 |
| Sinostar Asset Management Limited 華星資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-03-05 | 2019-09-27 |
| Sinostar Securities Limited 華星證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-07 | 2019-09-27 |
| SR Wealth Securities Limited 中富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-05 | 2018-02-01 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-12-28 | 2017-08-25 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-12-28 | 2017-08-25 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2016-12-28 | 2017-08-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chung Wai Yam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.