Thomas Kaegi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Kaegi, a licensed Representative with CE reference BHG813. Currently licensed at 1 firm(s): UBS Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 3.1 years of SFC licence history. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2024-08-20 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2024-08-20 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2024-07-02 | 2024-07-06 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2024-07-02 | 2024-07-06 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2024-03-21 | 2024-03-27 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2024-03-21 | 2024-03-27 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2023-11-10 | 2023-11-16 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2023-11-10 | 2023-11-16 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-04-08 | 2017-02-01 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2016-04-08 | 2017-02-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Thomas Kaegi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.