Yong Duk Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yong Duk Kim (金容德), a licensed Responsible Officer with CE reference BGG675. Currently licensed at 1 firm(s): Vontobel (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.0 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2025-09-29 | present |
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 |
RO | Type 9 - Asset management | 2025-09-29 | present |
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2023-08-17 | present |
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 |
Rep | Type 9 - Asset management | 2024-04-02 | 2025-09-29 |
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2023-08-17 | 2025-09-29 |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
Rep | Type 1 - Dealing in securities | 2021-01-19 | 2023-08-04 |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
Rep | Type 4 - Advising on securities | 2021-01-19 | 2023-08-04 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2015-09-25 | 2020-03-13 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2015-09-25 | 2020-03-13 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2015-09-25 | 2018-06-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yong Duk Kim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.